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BROKER-DEALERS

Broker-dealers are among the largest traders of fixed income products in the United States.  First Empire Securities offers products from a wide variety of issuers and is fully engaged with many of the country’s independent broker-dealers, bank affiliated broker-dealers and commissioned private banking channels. Our investments are available on electronic communication networks.     

Through our relationships on the street and internal distribution network, First Empire offers broad and deep access to sources of liquidity. This helps us to capture the most cost-effective funding available for prospective issuances and ensures that all channels of liquidity are engaged to maximize underwriting sizes.  

First Empire Securities can underwrite and source high-value investment products for broker-dealers to offer their clients and to make liquid secondary markets to support the orderly trading of these products. 

  

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This site is published in the United States for U.S. residents only. The services offered within this site are available exclusively through our U.S. Financial Advisors. Stifel Financial Advisors may only conduct business with residents of the states in which they are properly registered. The information on this web site is not an offer to sell or a solicitation of an offer to buy any security, nor shall any such security be offered or sold to any person in any jurisdiction in which such offer, solicitation, purchase, or sale may not lawfully be made. References to Stifel herein may apply to parent company Stifel Financial Corp. or any of its wholly owned subsidiaries, including Stifel, Nicolaus & Company, Incorporated, Member NYSE, FINRA, and SIPC.


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