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OTHER INSTITUTIONS
 

First Empire offers significant advantages to a broad range of institutions that invest in fixed income securities:
 

  • Labor unions

  • Pension funds

  • Religious and charitable organizations

  • Trusts

  • Universities

  • Corporations
     

With a focus on risk management and optimizing yield, First Empire provides customized solutions to help clients meet their specific objectives. Among the services we offer are:
 

Fixed Income Trading Desk

The fixed income trading desk at First Empire Securities has access to a complete range of investment products from hundreds of regional and primary dealers throughout the United States, as well as the new issue market. 

 

Financial Strategies Group

Comprised of fixed income and balance sheet specialists, the Financial Strategies Group is a vital component to First Empire Securities’ value-added services. In providing strategic support and insight to institutional investors, they help bridge the gap between investor and broker by demonstrating how the investment portfolio is interacting with the rest of the balance sheet. 

Advanced Analytics

Our financial strategists are equipped with our state-of-the-art proprietary analytics that can model virtually any investment scenario for a client, and immediately display potential changes side-by-side the original portfolio.  Our Dynamic Portfolio Analysis (DPA) can show changes to overall performance of the portfolio and can help measure, monitor and manage the portfolio’s interest rate risk, liquidity risk and concentration risk.

Free Safekeeping

Pershing offers safekeeping and clearing to First Empire Securities clients on a fully disclosed basis. Safekeeping services also feature Federal Reserve Discount Window support and a cash management sweep program.   

Balance Sheet Management Services, Inc., and LPC Services, Inc., are not members of FINRA or SIPC.

Important Disclosures  |  Privacy Policies  |  Business Continuity Plan | Risk Disclosures  |  Volcker Rule Conflicts Disclosure

This site is published in the United States for U.S. residents only. The services offered within this site are available exclusively through our U.S. Financial Advisors. Stifel Financial Advisors may only conduct business with residents of the states in which they are properly registered. The information on this web site is not an offer to sell or a solicitation of an offer to buy any security, nor shall any such security be offered or sold to any person in any jurisdiction in which such offer, solicitation, purchase, or sale may not lawfully be made. References to Stifel herein may apply to parent company Stifel Financial Corp. or any of its wholly owned subsidiaries, including Stifel, Nicolaus & Company, Incorporated, Member NYSE, FINRA, and SIPC.


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